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A & I WEALTH MANAGEMENT
Legal name: A & I FINANCIAL SERVICES, LLC
CRD 148357File 801-69819
APPROVED
Retail clients
Custody
Filing as of Apr 8, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$560.0M
Above cohort median (national)
Discretionary AUM
$506.3M
Non-discretionary $53.7M
Clients
518
1,683 accounts
Employees
9
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Jan 5, 2009
- Principal office
- 9605 KINGSTON COURT, SUITE 190, LONE TREE, CO, 80112
- Phone
- 303-690-5070
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $560.0M
- Discretionary AUM
- $506.3M
- Non-discretionary AUM
- $53.7M
- Discretionary accounts
- 1,442
- Non-discretionary accounts
- 241
- Total accounts
- 1,683
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $1.2M |
| High net worth individuals | 165 | $395.8M |
| Pension and profit sharing plans | Fewer than 5 | $2.6M |
| Individuals (other than high net worth individuals) | 353 | $160.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.