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OLD WEST INVESTMENT MANAGEMENT, LLC
CRD 148343File 801-69604
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$915.7M
Above cohort median (national)
Discretionary AUM
$903.0M
Non-discretionary $12.6M
Clients
842
847 accounts
Employees
8
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Oct 15, 2008
- Principal office
- 601 SOUTH FIGUEROA STREET, SUITE 1975, LOS ANGELES, CA, 90017
- Phone
- (213) 943-1740
- Website
- HTTP://WWW.OLDWESTIM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $915.7M
- Discretionary AUM
- $903.0M
- Non-discretionary AUM
- $12.6M
- Discretionary accounts
- 841
- Non-discretionary accounts
- 6
- Total accounts
- 847
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 48 | $24.5M |
| Charitable organizations | Fewer than 5 | $11.3M |
| High net worth individuals | 735 | $330.3M |
| Pooled investment vehicles | 6 | $511.1M |
| State or municipal government entities | Fewer than 5 | $27.1M |
| Individuals (other than high net worth individuals) | 53 | $11.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — PERCENTAGE OF ASSETS UNDER ADVISEMENT
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.