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FINANCIAL DESIGNS CORPORATION
CRD 14829File 801-49374
APPROVED
Retail clients
Custody
Filing as of Jan 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$507.9M
Above cohort median (national)
Discretionary AUM
$371.2M
Non-discretionary $136.7M
Clients
516
1,312 accounts
Employees
6
Below cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- May 24, 1995
- Principal office
- 540 W. BASELINE RD, #10, CLAREMONT, CA, 91711-5805
- Phone
- 909-626-1642
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $507.9M
- Discretionary AUM
- $371.2M
- Non-discretionary AUM
- $136.7M
- Discretionary accounts
- 1,015
- Non-discretionary accounts
- 297
- Total accounts
- 1,312
- AUM per client
- $984K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 1 | $1K |
| High net worth individuals | 177 | $348.3M |
| Individuals (other than high net worth individuals) | 338 | $159.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.