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POMONA CAPITAL
Legal name: POMONA MANAGEMENT LLC
CRD 148269File 801-69755
APPROVED
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$15.16B
Top 10% of cohort (national)
Discretionary AUM
$15.16B
Clients
23
23 accounts
Employees
41
Top 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Dec 5, 2008
- Principal office
- 780 THIRD AVENUE, FLOOR 46, NEW YORK, NY, 10017
- Phone
- 212-593-3639
- Website
- HTTP://WWW.POMONACAPITAL.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $15.16B
- Discretionary AUM
- $15.16B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 23
- Non-discretionary accounts
- 0
- Total accounts
- 23
- AUM per client
- $659.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | Fewer than 5 | $1.96B |
| Investment companies | 1 | $1.94B |
| Pooled investment vehicles | 21 | $11.26B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — ADVISORY FEES BASED ON A PERCENTAGE OF COMMITMENTS
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 38 | 41 | increased by3 |
| Apr 1, 2026 | AUM | $13,349,022,159 | $15,156,456,911 | increased by$1,807,434,752 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $13,147,460,442 | $13,349,022,159 | increased by$201,561,717 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 29 | 38 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Disclosures | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 20 | 23 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $9,679,062,605 | $13,147,460,442 | increased by$3,468,397,837 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 20 | 23 | increased by3 |
| Apr 1, 2022 | Clients | 21 | 20 | decreased by1 |
| Apr 1, 2022 | AUM | $8,490,085,996 | $9,679,062,605 | increased by$1,188,976,609 |
| Apr 1, 2022 | Accounts | 21 | 20 | decreased by1 |
| Dec 1, 2021 | Clients | 19 | 21 | increased by2 |
| Dec 1, 2021 | AUM | $7,515,798,777 | $8,490,085,996 | increased by$974,287,219 |
| Dec 1, 2021 | Accounts | 19 | 21 | increased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “POMONA CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“POMONA CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.