ROSEMAN WAGNER WEALTH MANAGEMENT

Legal name: RWWM, INC.

CRD 148221File 801-69561

APPROVED

Retail clients

Custody

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.54B

Above cohort median (national)

Discretionary AUM

$1.54B

Clients

622

1,602 accounts

Employees

Above cohort median in CA

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: SFRO
Registration date: Sep 16, 2008
Principal office: 4970 ROCKLIN ROAD, SUITE 200, ROCKLIN, CA, 95677
Phone: (916) 652-1525
Website: https://www.rosemanwagner.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.54B
Discretionary AUM: $1.54B
Non-discretionary AUM: $0
Discretionary accounts: 1,602
Non-discretionary accounts: 0
Total accounts: 1,602
AUM per client: $2.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	Fewer than 5	$22.1M
Charitable organizations	5	$10.6M
High net worth individuals	273	$1.19B
Pooled investment vehicles	1	$181.5M
Pension and profit sharing plans	36	$60.0M
Individuals (other than high net worth individuals)	307	$76.6M

Compensation & activities

ADV Items 5E, 5G

Compensation

Performance-based fees
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: Yes
Firm Custody Clients: Yes
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: Yes

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.