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ROSEMAN WAGNER WEALTH MANAGEMENT
Legal name: RWWM, INC.
CRD 148221File 801-69561
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.54B
Above cohort median (national)
Discretionary AUM
$1.54B
Clients
622
1,602 accounts
Employees
8
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Sep 16, 2008
- Principal office
- 4970 ROCKLIN ROAD, SUITE 200, ROCKLIN, CA, 95677
- Phone
- (916) 652-1525
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.54B
- Discretionary AUM
- $1.54B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,602
- Non-discretionary accounts
- 0
- Total accounts
- 1,602
- AUM per client
- $2.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $22.1M |
| Charitable organizations | 5 | $10.6M |
| High net worth individuals | 273 | $1.19B |
| Pooled investment vehicles | 1 | $181.5M |
| Pension and profit sharing plans | 36 | $60.0M |
| Individuals (other than high net worth individuals) | 307 | $76.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 596 | 622 | increased by26 |
| Apr 1, 2026 | AUM | $1,302,853,734 | $1,537,322,279 | increased by$234,468,545 |
| Apr 1, 2026 | Accounts | 1,473 | 1,602 | increased by129 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 8 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 438 | 596 | increased by158 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $943,326,651 | $1,302,853,734 | increased by$359,527,083 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,100 | 1,473 | increased by373 |
| Apr 1, 2022 | Employees | 4 | 6 | increased by2 |
| Apr 1, 2022 | Clients | 394 | 438 | increased by44 |
| Apr 1, 2022 | AUM | $808,460,355 | $943,326,651 | increased by$134,866,296 |
| Apr 1, 2022 | Accounts | 990 | 1,100 | increased by110 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROSEMAN WAGNER” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROSEMAN WAGNER” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.