← Directory
PRIVATE CLIENT GROUP ASSET MANAGEMENT
Legal name: PCG ASSET MANAGEMENT, LLC
CRD 148208File 801-126371
APPROVED
Retail clients
Custody
Filing as of Mar 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$143.1M
Bottom 25% of cohort (national)
Discretionary AUM
$143.1M
Clients
109
198 accounts
Employees
5
Bottom 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 11, 2022
- Principal office
- 240 MAIN STREET, SUITE 200, GLADSTONE, NJ, 07934
- Phone
- 908-719-3024
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $143.1M
- Discretionary AUM
- $143.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 198
- Non-discretionary accounts
- 0
- Total accounts
- 198
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 44 | $121.4M |
| Individuals (other than high net worth individuals) | 65 | $21.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Custody | No | Yes | |
| Apr 1, 2026 | Clients | 106 | 109 | increased by3 |
| Apr 1, 2026 | AUM | $136,180,927 | $143,087,798 | increased by$6,906,871 |
| Apr 1, 2026 | Accounts | 206 | 198 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 5 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 244 | 106 | decreased by138 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $136,627,901 | $136,180,927 | decreased by$446,974 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 244 | 206 | decreased by38 |
| Sep 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PRIVATE CLIENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PRIVATE CLIENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.