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MONEX ASSET MANAGEMENT, INC.
CRD 148123File 801-120366
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jul 10, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$650.9M
Above cohort median (national)
Discretionary AUM
$529.5M
Non-discretionary $121.4M
Clients
599
600 accounts
Employees
20
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Feb 22, 2021
- Principal office
- 440 LOUISIANA STREET, SUITE 1240, HOUSTON, TX, 77002
- Phone
- 713-877-8234
- Website
- https://www.monexsec.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $650.9M
- Discretionary AUM
- $529.5M
- Non-discretionary AUM
- $121.4M
- Discretionary accounts
- 468
- Non-discretionary accounts
- 132
- Total accounts
- 600
- AUM per client
- $1.1M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 79 | $236.1M |
| Investment companies | 14 | $80.6M |
| High net worth individuals | 351 | $261.1M |
| Individuals (other than high net worth individuals) | 155 | $70.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C5
- Q11E1
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.