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HAVEN WEALTH GROUP
Legal name: HAVEN WEALTH GROUP LLC
CRD 148099File 801-69527
APPROVED
Retail clients
Filing as of Feb 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$514.8M
Above cohort median (national)
Discretionary AUM
$492.5M
Non-discretionary $22.3M
Clients
348
819 accounts
Employees
11
Above cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Sep 12, 2008
- Principal office
- 1111 NORTH LOOP WEST, STE 1110, HOUSTON, TX, 77008-1773
- Phone
- 713-980-8820
- Website
- HTTP://WWW.HAVENWG.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $514.8M
- Discretionary AUM
- $492.5M
- Non-discretionary AUM
- $22.3M
- Discretionary accounts
- 807
- Non-discretionary accounts
- 12
- Total accounts
- 819
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 11 | $28.3M |
| Charitable organizations | Fewer than 5 | $1.2M |
| High net worth individuals | 139 | $412.3M |
| Pension and profit sharing plans | Fewer than 5 | $685K |
| Individuals (other than high net worth individuals) | 193 | $72.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — FLAT FEE FOR FINANCIAL PLAN
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 316 | 348 | increased by32 |
| Mar 1, 2026 | AUM | $397,751,046 | $514,750,476 | increased by$116,999,430 |
| Mar 1, 2026 | Accounts | 774 | 819 | increased by45 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 10 | 11 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 646 | 316 | decreased by330 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $260,867,459 | $397,751,046 | increased by$136,883,587 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 646 | 774 | increased by128 |
| Mar 1, 2022 | Employees | 8 | 10 | increased by2 |
| Mar 1, 2022 | Clients | 541 | 646 | increased by105 |
| Mar 1, 2022 | AUM | $215,160,111 | $260,867,459 | increased by$45,707,348 |
| Mar 1, 2022 | Accounts | 541 | 646 | increased by105 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HAVEN WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HAVEN WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.