← Directory
ROUNDVIEW CAPITAL, LLC
CRD 148083File 801-69519
APPROVED
Retail clients
Filing as of May 19, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.13B
Top 25% of cohort (national)
Discretionary AUM
$2.00B
Non-discretionary $125.6M
Clients
565
1,911 accounts
Employees
13
Top 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 2, 2008
- Principal office
- 182 NASSAU STREET, SUITE 201, PRINCETON, NJ, 08542-7000
- Phone
- 609-688-9500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.13B
- Discretionary AUM
- $2.00B
- Non-discretionary AUM
- $125.6M
- Discretionary accounts
- 1,714
- Non-discretionary accounts
- 197
- Total accounts
- 1,911
- AUM per client
- $3.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $53.8M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | 12 | $132.6M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 352 | $1.88B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 6 | $7.4M |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 192 | $52.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 537 | 565 | increased by28 |
| Apr 1, 2026 | AUM | $1,875,506,746 | $2,126,359,440 | increased by$250,852,694 |
| Apr 1, 2026 | Accounts | 1,784 | 1,911 | increased by127 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 12 | 13 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | Yes | No | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 424 | 537 | increased by113 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,214,660,707 | $1,875,506,746 | increased by$660,846,039 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,361 | 1,784 | increased by423 |
| Apr 1, 2022 | Custody | No | Yes | |
| Apr 1, 2022 | Clients | 422 | 424 | increased by2 |
| Apr 1, 2022 | AUM | $1,133,461,806 | $1,214,660,707 | increased by$81,198,901 |
| Apr 1, 2022 | Accounts | 1,372 | 1,361 | decreased by11 |
| Oct 1, 2021 | Clients | 398 | 422 | increased by24 |
| Oct 1, 2021 | AUM | $937,955,163 | $1,133,461,806 | increased by$195,506,643 |
| Oct 1, 2021 | Accounts | 1,350 | 1,372 | increased by22 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ROUNDVIEW CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ROUNDVIEW CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.