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ROUNDVIEW CAPITAL, LLC
CRD 148083File 801-69519
APPROVED
Retail clients
Filing as of May 19, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$2.13B
Top 25% of cohort (national)
Discretionary AUM
$2.00B
Non-discretionary $125.6M
Clients
565
1,911 accounts
Employees
13
Top 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 2, 2008
- Principal office
- 182 NASSAU STREET, SUITE 201, PRINCETON, NJ, 08542-7000
- Phone
- 609-688-9500
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.13B
- Discretionary AUM
- $2.00B
- Non-discretionary AUM
- $125.6M
- Discretionary accounts
- 1,714
- Non-discretionary accounts
- 197
- Total accounts
- 1,911
- AUM per client
- $3.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $53.8M |
| Non-U.S. persons | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Charitable organizations | 12 | $132.6M |
| Other investment advisers | Fewer than 5 | $0 |
| High net worth individuals | 352 | $1.88B |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Pension and profit sharing plans | 6 | $7.4M |
| State or municipal government entities | Fewer than 5 | $0 |
| Individuals (other than high net worth individuals) | 192 | $52.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.