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COSNER FINANCIAL GROUP, LLC
CRD 147942File 801-95177
APPROVED
Retail clients
Custody
Filing as of Feb 12, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$369.8M
Below cohort median (national)
Discretionary AUM
$368.0M
Non-discretionary $1.8M
Clients
635
991 accounts
Employees
5
Above cohort median in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Apr 22, 2015
- Principal office
- 628 MAIN ST, WINDSOR, CO, 80550
- Phone
- (970) 482-3922
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $369.8M
- Discretionary AUM
- $368.0M
- Non-discretionary AUM
- $1.8M
- Discretionary accounts
- 989
- Non-discretionary accounts
- 2
- Total accounts
- 991
- AUM per client
- $582K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 21 | $69.1M |
| High net worth individuals | 130 | $210.4M |
| Individuals (other than high net worth individuals) | 484 | $90.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Mar 1, 2026 | Clients | 644 | 635 | decreased by9 |
| Mar 1, 2026 | AUM | $324,481,630 | $369,813,121 | increased by$45,331,491 |
| Mar 1, 2026 | Accounts | 985 | 991 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 5 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 719 | 644 | decreased by75 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $259,892,482 | $324,481,630 | increased by$64,589,148 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,000 | 985 | decreased by15 |
| Mar 1, 2022 | Clients | 821 | 719 | decreased by102 |
| Mar 1, 2022 | AUM | $244,177,848 | $259,892,482 | increased by$15,714,634 |
| Mar 1, 2022 | Accounts | 1,145 | 1,000 | decreased by145 |
| Sep 1, 2021 | Employees | 9 | 6 | decreased by3 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “COSNER FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“COSNER FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.