NORTHWEST ASSET MANAGEMENT

Legal name: NWAM, LLC

CRD 147923File 801-69483

APPROVED

Retail clients

Custody

Filing as of Mar 31, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$4.13B

Top 25% of cohort (national)

Discretionary AUM

$2.94B

Non-discretionary $1.19B

Clients

2,766

9,090 accounts

Employees

Top 10% of cohort in WA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: SFRO
Registration date: Aug 20, 2008
Principal office: 2835 82ND AVENUE SE, STE 100, MERCER ISLAND, WA, 98040
Phone: 206-838-3680
Website: https://www.linkedin.com/company/ria-innovations/about/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $4.13B
Discretionary AUM: $2.94B
Non-discretionary AUM: $1.19B
Discretionary accounts: 6,237
Non-discretionary accounts: 2,853
Total accounts: 9,090
AUM per client: $1.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	8	$46.7M
High net worth individuals	832	$3.14B
Individuals (other than high net worth individuals)	1,926	$924.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Other
Other advisory activities
Financial planning services
Portfolio management for other
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: Yes
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 17, 2026	Clients	2776	2766
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.