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NORTHWEST ASSET MANAGEMENT
Legal name: NWAM, LLC
CRD 147923File 801-69483
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$4.13B
Top 25% of cohort (national)
Discretionary AUM
$2.94B
Non-discretionary $1.19B
Clients
2,766
9,090 accounts
Employees
62
Top 10% of cohort in WA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Aug 20, 2008
- Principal office
- 2835 82ND AVENUE SE, STE 100, MERCER ISLAND, WA, 98040
- Phone
- 206-838-3680
- Website
- HTTPS://WWW.NWASSET.COM/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $4.13B
- Discretionary AUM
- $2.94B
- Non-discretionary AUM
- $1.19B
- Discretionary accounts
- 6,237
- Non-discretionary accounts
- 2,853
- Total accounts
- 9,090
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 8 | $46.7M |
| High net worth individuals | 832 | $3.14B |
| Individuals (other than high net worth individuals) | 1,926 | $924.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 2,776 | 2,766 | decreased by10 |
| Apr 1, 2026 | Employees | 54 | 62 | increased by8 |
| Apr 1, 2026 | Clients | 3,032 | 2,776 | decreased by256 |
| Apr 1, 2026 | AUM | $3,608,262,509 | $4,131,681,404 | increased by$523,418,895 |
| Apr 1, 2026 | Accounts | 8,844 | 9,090 | increased by246 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 53 | 54 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,949 | 3,032 | increased by83 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $3,232,723,892 | $3,608,262,509 | increased by$375,538,617 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 8,139 | 8,844 | increased by705 |
| Apr 1, 2022 | Employees | 49 | 53 | increased by4 |
| Apr 1, 2022 | Clients | 2,536 | 2,949 | increased by413 |
| Apr 1, 2022 | AUM | $2,437,316,003 | $3,232,723,892 | increased by$795,407,889 |
| Apr 1, 2022 | Accounts | 7,055 | 8,139 | increased by1,084 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “NORTHWEST ASSET” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“NORTHWEST ASSET” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.