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COORDINATED CAPITAL SECURITIES, INC.
CRD 14762File 801-111070
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Jun 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$136.8M
Bottom 25% of cohort (national)
Discretionary AUM
$84.2M
Non-discretionary $52.6M
Clients
186
186 accounts
Employees
31
Bottom 25% of cohort in WI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Aug 31, 2017
- Principal office
- 229 S MAIN STREET, FORT ATKINSON, WI, 53538
- Phone
- 608-221-4545
- Website
- HTTPS://WWW.CCSMADISON.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $136.8M
- Discretionary AUM
- $84.2M
- Non-discretionary AUM
- $52.6M
- Discretionary accounts
- 102
- Non-discretionary accounts
- 84
- Total accounts
- 186
- AUM per client
- $736K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | Not reported |
| High net worth individuals | 39 | $87.8M |
| Individuals (other than high net worth individuals) | 147 | $49.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jul 1, 2026 | Employees | 38 | 31 | decreased by7 |
| Jul 1, 2026 | Clients | 248 | 186 | decreased by62 |
| Jul 1, 2026 | AUM | $159,932,138 | $136,837,741 | decreased by$23,094,397 |
| Jul 1, 2026 | Accounts | 248 | 186 | decreased by62 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 45 | 38 | decreased by7 |
| Dec 1, 2025 vs May 1, 2025 | Clients | 236 | 248 | increased by12 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $145,658,614 | $159,932,138 | increased by$14,273,524 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 236 | 248 | increased by12 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 53 | 45 | decreased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 526 | 236 | decreased by290 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $213,362,572 | $145,658,614 | decreased by$67,703,958 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 529 | 236 | decreased by293 |
| Aug 1, 2022 | Custody | No | Yes | |
| Jul 1, 2022 | Employees | 56 | 53 | decreased by3 |
| Jul 1, 2022 | Clients | 469 | 526 | increased by57 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “COORDINATED CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“COORDINATED CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.