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GAME PLAN FINANCIAL ADVISORS, LLC
CRD 147608File 801-112290
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 18, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$254.7M
Below cohort median (national)
Discretionary AUM
$254.7M
Clients
205
515 accounts
Employees
5
Below cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 31, 2018
- Principal office
- 26600 DETROIT ROAD, SUITE 270, WESTLAKE, OH, OH, 44145
- Phone
- 440-209-6480
- Website
- HTTP://WWW.GAMEPLANFA.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $254.7M
- Discretionary AUM
- $254.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 515
- Non-discretionary accounts
- 0
- Total accounts
- 515
- AUM per client
- $1.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 11 | $4.9M |
| Charitable organizations | 9 | $22.2M |
| High net worth individuals | 51 | $197.1M |
| Individuals (other than high net worth individuals) | 134 | $30.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 4 | 5 | increased by1 |
| Apr 1, 2026 | Clients | 191 | 205 | increased by14 |
| Apr 1, 2026 | AUM | $224,659,054 | $254,691,882 | increased by$30,032,828 |
| Apr 1, 2026 | Accounts | 493 | 515 | increased by22 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 3 | 4 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 444 | 191 | decreased by253 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $221,417,530 | $224,659,054 | increased by$3,241,524 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 444 | 493 | increased by49 |
| Apr 1, 2022 | Clients | 400 | 444 | increased by44 |
| Apr 1, 2022 | AUM | $182,779,462 | $221,417,530 | increased by$38,638,068 |
| Apr 1, 2022 | Accounts | 402 | 444 | increased by42 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GAME PLAN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GAME PLAN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.