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MAINLINE WEST FUND MANAGER LLC
CRD 147532File 801-69444
APPROVED
Retail clients
Custody
Filing as of Mar 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.77B
Top 25% of cohort (national)
Discretionary AUM
$1.77B
Clients
116
116 accounts
Employees
5
Top 25% of cohort in CO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Aug 20, 2008
- Principal office
- 2237 W. 30TH AVENUE, DENVER, CO, 80211
- Phone
- 720-536-3380
- Website
- HTTP://WWW.MAINLINEWEST.NET
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.77B
- Discretionary AUM
- $1.77B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 116
- Non-discretionary accounts
- 0
- Total accounts
- 116
- AUM per client
- $15.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 109 | $422.0M |
| Pooled investment vehicles | 7 | $1.35B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 120 | 116 | decreased by4 |
| Apr 1, 2026 | AUM | $1,681,945,178 | $1,771,928,899 | increased by$89,983,721 |
| Apr 1, 2026 | Accounts | 120 | 116 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 76 | 120 | increased by44 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,459,449,376 | $1,681,945,178 | increased by$222,495,802 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 76 | 120 | increased by44 |
| Apr 1, 2022 | Clients | 68 | 76 | increased by8 |
| Apr 1, 2022 | AUM | $1,408,560,257 | $1,459,449,376 | increased by$50,889,119 |
| Apr 1, 2022 | Accounts | 68 | 76 | increased by8 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MAINLINE WEST” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MAINLINE WEST” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.