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CAPRICORN INVESTMENT GROUP LLC
CRD 147417File 801-69602
APPROVED
Retail clients
Custody
Filing as of Apr 30, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$18.85B
Top 10% of cohort (national)
Discretionary AUM
$13.76B
Non-discretionary $5.09B
Clients
34
34 accounts
Employees
46
Top 10% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Sep 18, 2008
- Principal office
- 512 WEST 22ND STREET, 6TH FLOOR, NEW YORK, NY, 10011
- Phone
- 646-289-3030
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $18.85B
- Discretionary AUM
- $13.76B
- Non-discretionary AUM
- $5.09B
- Discretionary accounts
- 33
- Non-discretionary accounts
- 1
- Total accounts
- 34
- AUM per client
- $554.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $1.63B |
| High net worth individuals | 5 | $5.28B |
| Pooled investment vehicles | 27 | $11.94B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.