← Directory
SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC
CRD 147384File 801-69248
APPROVED
Retail clients
Custody
Filing as of Mar 18, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$730.4M
Above cohort median (national)
Discretionary AUM
$728.8M
Non-discretionary $1.5M
Clients
525
2,004 accounts
Employees
7
Above cohort median in MN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jun 12, 2008
- Principal office
- 50 SOUTH 6TH STREET, SUITE 1405, MINNEAPOLIS, MN, 55402
- Phone
- (612) 355 - 4360
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $730.4M
- Discretionary AUM
- $728.8M
- Non-discretionary AUM
- $1.5M
- Discretionary accounts
- 2,002
- Non-discretionary accounts
- 2
- Total accounts
- 2,004
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | Fewer than 5 | $3.7M |
| High net worth individuals | 220 | $625.0M |
| Individuals (other than high net worth individuals) | 303 | $101.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.