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MILLINGTON SECURITIES, LLC
CRD 147298File 801-71128
APPROVED
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$140.5M
Bottom 25% of cohort (national)
Discretionary AUM
$140.5M
Clients
1
1 accounts
Employees
6
Bottom 25% of cohort in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 26, 2010
- Principal office
- 331 NEWMAN SPRINGS ROAD, SUITE 143, RED BANK, NJ, 07701
- Phone
- 732-842-4920
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $140.5M
- Discretionary AUM
- $140.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1
- Non-discretionary accounts
- 0
- Total accounts
- 1
- AUM per client
- $140.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $140.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for investment companies
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $168,803,233 | $140,511,839 | decreased by$28,291,394 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 8 | 6 | decreased by2 |
| Dec 1, 2025 vs May 1, 2025 | AUM | $187,753,080 | $168,803,233 | decreased by$18,949,847 |
| Dec 1, 2025 vs May 1, 2025 | Accounts | 4 | 1 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 8 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $282,347,492 | $187,753,080 | decreased by$94,594,412 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1 | 4 | increased by3 |
| Apr 1, 2022 | Employees | 21 | 9 | decreased by12 |
| Apr 1, 2022 | AUM | $319,512,841 | $282,347,492 | decreased by$37,165,349 |
| Apr 1, 2022 | Accounts | 8 | 1 | decreased by7 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MILLINGTON SECURITIES” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MILLINGTON SECURITIES” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.