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PAYNE CAPITAL MANAGEMENT, LLC
CRD 147119File 801-69261
APPROVED
Retail clients
Custody
Filing as of Mar 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.34B
Above cohort median (national)
Discretionary AUM
$803.6M
Non-discretionary $536.9M
Clients
1,007
4,283 accounts
Employees
17
Above cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Jun 19, 2008
- Principal office
- 231 WEST 29TH STREET, SUITE 1002, NEW YORK, NY, 10001
- Phone
- 646-461-7670
- Website
- HTTPS://WWW.PAYNECM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.34B
- Discretionary AUM
- $803.6M
- Non-discretionary AUM
- $536.9M
- Discretionary accounts
- 2,833
- Non-discretionary accounts
- 1,450
- Total accounts
- 4,283
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 11 | $10.6M |
| Charitable organizations | 1 | $5K |
| High net worth individuals | 349 | $1.08B |
| Pension and profit sharing plans | 31 | $29.6M |
| Individuals (other than high net worth individuals) | 615 | $223.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 1,011 | 1,007 | decreased by4 |
| Apr 1, 2026 | Employees | 16 | 17 | increased by1 |
| Apr 1, 2026 | Clients | 1,030 | 1,011 | decreased by19 |
| Apr 1, 2026 | AUM | $1,207,479,184 | $1,340,509,456 | increased by$133,030,272 |
| Apr 1, 2026 | Accounts | 4,048 | 4,283 | increased by235 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 14 | 16 | increased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,083 | 1,030 | decreased by53 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,043,695,647 | $1,207,479,184 | increased by$163,783,537 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 3,879 | 4,048 | increased by169 |
| Apr 1, 2022 | Employees | 15 | 14 | decreased by1 |
| Apr 1, 2022 | Clients | 1,060 | 1,083 | increased by23 |
| Apr 1, 2022 | AUM | $882,165,345 | $1,043,695,647 | increased by$161,530,302 |
| Apr 1, 2022 | Accounts | 3,649 | 3,879 | increased by230 |
| Jun 1, 2021 | Clients | 1,048 | 1,060 | increased by12 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PAYNE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PAYNE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.