← Directory
FAI CAPITAL MANAGEMENT
Legal name: FAI CAPITAL MANAGEMENT, INC.
CRD 147025File 801-69624
APPROVED
Filing as of Sep 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$842.1M
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $842.1M
Clients
7
12 accounts
Employees
5
Above cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Oct 10, 2008
- Principal office
- 109 S. MACDILL AVENUE, TAMPA, FL, 33609
- Phone
- 813-874-6621
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $842.1M
- Discretionary AUM
- $0
- Non-discretionary AUM
- $842.1M
- Discretionary accounts
- 0
- Non-discretionary accounts
- 12
- Total accounts
- 12
- AUM per client
- $120.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| State or municipal government entities | 7 | $842.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — REFERRAL FEES
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 6 | 7 | increased by1 |
| Apr 1, 2026 | AUM | $883,886,188 | $842,109,549 | decreased by$41,776,639 |
| Apr 1, 2026 | Accounts | 6 | 12 | increased by6 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 5 | 6 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $564,906,069 | $883,886,188 | increased by$318,980,119 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 5 | 6 | increased by1 |
| Apr 1, 2022 | Clients | 6 | 5 | decreased by1 |
| Apr 1, 2022 | AUM | $331,626,230 | $564,906,069 | increased by$233,279,839 |
| Apr 1, 2022 | Accounts | 6 | 5 | decreased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FAI CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FAI CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.