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BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
CRD 146936File 801-71421
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 21, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$18.92B
Top 10% of cohort (national)
Discretionary AUM
$12.77B
Non-discretionary $6.15B
Clients
33,057
55,423 accounts
Employees
755
Top 10% of cohort in MO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 6, 2010
- Principal office
- ONE NORTH BRENTWOOD BOULEVARD, SUITE 850, ST. LOUIS, MO, 63105
- Phone
- 314-726-1600
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $18.92B
- Discretionary AUM
- $12.77B
- Non-discretionary AUM
- $6.15B
- Discretionary accounts
- 43,163
- Non-discretionary accounts
- 12,260
- Total accounts
- 55,423
- AUM per client
- $572K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 226 | $570.1M |
| Charitable organizations | 96 | $187.3M |
| High net worth individuals | 244 | $2.46B |
| Pension and profit sharing plans | 203 | $149.7M |
| Individuals (other than high net worth individuals) | 32,288 | $15.55B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D4
- Q11D5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 736 | 755 | increased by19 |
| Apr 1, 2026 | Clients | 30,126 | 33,057 | increased by2,931 |
| Apr 1, 2026 | AUM | $15,656,482,908 | $18,915,206,310 | increased by$3,258,723,402 |
| Apr 1, 2026 | Accounts | 49,475 | 55,423 | increased by5,948 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 649 | 736 | increased by87 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 23,817 | 30,126 | increased by6,309 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $12,398,563,533 | $15,656,482,908 | increased by$3,257,919,375 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 37,954 | 49,475 | increased by11,521 |
| Apr 1, 2022 | Employees | 519 | 649 | increased by130 |
| Apr 1, 2022 | Clients | 20,612 | 23,817 | increased by3,205 |
| Apr 1, 2022 | AUM | $9,789,851,960 | $12,398,563,533 | increased by$2,608,711,573 |
| Apr 1, 2022 | Accounts | 32,187 | 37,954 | increased by5,767 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BENJAMIN EDWARDS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BENJAMIN EDWARDS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.