← Directory
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
CRD 146936File 801-71421
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$18.92B
Top 10% of cohort (national)
Discretionary AUM
$12.77B
Non-discretionary $6.15B
Clients
33,057
55,423 accounts
Employees
755
Top 10% of cohort in MO
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 6, 2010
- Principal office
- ONE NORTH BRENTWOOD BOULEVARD, SUITE 850, ST. LOUIS, MO, 63105
- Phone
- 314-726-1600
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $18.92B
- Discretionary AUM
- $12.77B
- Non-discretionary AUM
- $6.15B
- Discretionary accounts
- 43,163
- Non-discretionary accounts
- 12,260
- Total accounts
- 55,423
- AUM per client
- $572K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 226 | $570.1M |
| Charitable organizations | 96 | $187.3M |
| High net worth individuals | 244 | $2.46B |
| Pension and profit sharing plans | 203 | $149.7M |
| Individuals (other than high net worth individuals) | 32,288 | $15.55B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- Yes
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
- Q11D4
- Q11D5
- Q11E2
- Q11E4
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.