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ASSOCIATED INVESTMENT SERVICES, INC.
CRD 1464File 801-71639
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Apr 6, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.17B
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $1.17B
Clients
3,852
5,422 accounts
Employees
60
Top 25% of cohort in WI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 1, 2010
- Principal office
- 433 MAIN STREET, GREEN BAY, WI, 54301-5114
- Phone
- 800-595-7722
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.17B
- Discretionary AUM
- $0
- Non-discretionary AUM
- $1.17B
- Discretionary accounts
- 0
- Non-discretionary accounts
- 5,422
- Total accounts
- 5,422
- AUM per client
- $304K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $1.5M |
| Charitable organizations | 5 | $1.7M |
| High net worth individuals | 577 | $452.6M |
| State or municipal government entities | Fewer than 5 | $1.8M |
| Individuals (other than high net worth individuals) | 3,264 | $711.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11E2
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.