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ASSOCIATED INVESTMENT SERVICES, INC.
CRD 1464File 801-71639
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Apr 6, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.17B
Above cohort median (national)
Discretionary AUM
$0
Non-discretionary $1.17B
Clients
3,852
5,422 accounts
Employees
60
Top 25% of cohort in WI
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jul 1, 2010
- Principal office
- 433 MAIN STREET, GREEN BAY, WI, 54301-5114
- Phone
- 800-595-7722
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.17B
- Discretionary AUM
- $0
- Non-discretionary AUM
- $1.17B
- Discretionary accounts
- 0
- Non-discretionary accounts
- 5,422
- Total accounts
- 5,422
- AUM per client
- $304K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $1.5M |
| Charitable organizations | 5 | $1.7M |
| High net worth individuals | 577 | $452.6M |
| State or municipal government entities | Fewer than 5 | $1.8M |
| Individuals (other than high net worth individuals) | 3,264 | $711.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11D2
- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 62 | 60 | decreased by2 |
| Apr 1, 2026 | Clients | 3,655 | 3,852 | increased by197 |
| Apr 1, 2026 | AUM | $1,000,633,569 | $1,169,239,099 | increased by$168,605,530 |
| Apr 1, 2026 | Accounts | 5,050 | 5,422 | increased by372 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 61 | 62 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 3,729 | 3,655 | decreased by74 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,006,715,073 | $1,000,633,569 | decreased by$6,081,504 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,853 | 5,050 | increased by197 |
| Apr 1, 2022 | Employees | 63 | 61 | decreased by2 |
| Apr 1, 2022 | Clients | 3,724 | 3,729 | increased by5 |
| Apr 1, 2022 | AUM | $973,097,889 | $1,006,715,073 | increased by$33,617,184 |
| Apr 1, 2022 | Accounts | 4,714 | 4,853 | increased by139 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “ASSOCIATED INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“ASSOCIATED INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.