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CAPE INVESTMENT ADVISORY, INC.
CRD 146384File 801-71349
APPROVED
Retail clients
Disclosure events
Filing as of Jul 10, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$473.7M
Above cohort median (national)
Discretionary AUM
$466.2M
Non-discretionary $7.6M
Clients
1,013
1,660 accounts
Employees
34
Above cohort median in GA
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Apr 29, 2010
- Principal office
- 1600 PENNSYLVANIA AVE., MCDONOUGH, GA, 30253
- Phone
- 678-583-1120
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $473.7M
- Discretionary AUM
- $466.2M
- Non-discretionary AUM
- $7.6M
- Discretionary accounts
- 1,650
- Non-discretionary accounts
- 10
- Total accounts
- 1,660
- AUM per client
- $468K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 11 | $11.0M |
| High net worth individuals | 107 | $277.5M |
| Pension and profit sharing plans | Fewer than 5 | $5.0M |
| Individuals (other than high net worth individuals) | 895 | $180.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11A2
- Q11D1
- Q11D2
- Q11D3
- Q11D4
- Q11D5
- Q11E2
- Q11E4
- Q11H1A
- Q11H1B
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.