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RIVERFRONT INVESTMENT GROUP, LLC
CRD 146221File 801-68810
APPROVED
Retail clients
Custody
Disclosure events
Filing as of Sep 30, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$2.22B
Top 25% of cohort (national)
Discretionary AUM
$2.22B
Clients
1,217
1,534 accounts
Employees
46
Top 25% of cohort in VA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Feb 14, 2008
- Principal office
- 1214 EAST CARY STREET, RICHMOND, VA, 23219
- Phone
- 804-549-4800
- Website
- HTTPS://WWW.RIVERFRONTIG.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $2.22B
- Discretionary AUM
- $2.22B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 1,534
- Non-discretionary accounts
- 0
- Total accounts
- 1,534
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 17 | $105.7M |
| Investment companies | 6 | $338.0M |
| Charitable organizations | Fewer than 5 | $2.6M |
| Pension and profit sharing plans | 7 | $7.5M |
| Individuals (other than high net worth individuals) | 1,185 | $1.06B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 1,534 | 1,217 | decreased by317 |
| Apr 1, 2026 | Employees | 45 | 46 | increased by1 |
| Apr 1, 2026 | Clients | 977 | 1,534 | increased by557 |
| Apr 1, 2026 | AUM | $1,183,036,522 | $2,221,276,035 | increased by$1,038,239,513 |
| Apr 1, 2026 | Accounts | 977 | 1,534 | increased by557 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 49 | 45 | decreased by4 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,062 | 977 | decreased by85 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $1,225,957,348 | $1,183,036,522 | decreased by$42,920,826 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,062 | 977 | decreased by85 |
| Apr 1, 2022 | Employees | 47 | 49 | increased by2 |
| Apr 1, 2022 | Clients | 5,275 | 1,062 | decreased by4,213 |
| Apr 1, 2022 | AUM | $3,152,073,792 | $1,225,957,348 | decreased by$1,926,116,444 |
| Apr 1, 2022 | Accounts | 5,275 | 1,062 | decreased by4,213 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “RIVERFRONT INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“RIVERFRONT INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.