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SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
CRD 146132File 801-110651
APPROVED
Retail clients
Filing as of Mar 26, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$702.3M
Above cohort median (national)
Discretionary AUM
$700.7M
Non-discretionary $1.6M
Clients
1,804
4,458 accounts
Employees
25
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- May 31, 2017
- Principal office
- 4160 TEMESCAL CANYON ROAD, SUITE 307, CORONA, CA, 92883
- Phone
- 877-213-7233
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $702.3M
- Discretionary AUM
- $700.7M
- Non-discretionary AUM
- $1.6M
- Discretionary accounts
- 4,406
- Non-discretionary accounts
- 52
- Total accounts
- 4,458
- AUM per client
- $389K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 18 | $3.6M |
| Charitable organizations | Fewer than 5 | $764K |
| High net worth individuals | 395 | $308.6M |
| Pension and profit sharing plans | 56 | $12.2M |
| Individuals (other than high net worth individuals) | 1,331 | $377.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 27 | 25 | decreased by2 |
| Apr 1, 2026 | Clients | 1,849 | 1,804 | decreased by45 |
| Apr 1, 2026 | AUM | $603,514,079 | $702,274,833 | increased by$98,760,754 |
| Apr 1, 2026 | Accounts | 3,452 | 4,458 | increased by1,006 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 16 | 27 | increased by11 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 1,227 | 1,849 | increased by622 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $347,708,870 | $603,514,079 | increased by$255,805,209 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,881 | 3,452 | increased by1,571 |
| Apr 1, 2022 | Clients | 1,092 | 1,227 | increased by135 |
| Apr 1, 2022 | AUM | $303,440,107 | $347,708,870 | increased by$44,268,763 |
| Apr 1, 2022 | Accounts | 1,592 | 1,881 | increased by289 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SAFEGUARD INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SAFEGUARD INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.