SAFEGUARD INVESTMENT ADVISORY GROUP, LLC

CRD 146132File 801-110651

APPROVED

Retail clients

Filing as of Mar 26, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$702.3M

Above cohort median (national)

Discretionary AUM

$700.7M

Non-discretionary $1.6M

Clients

1,804

4,458 accounts

Employees

Above cohort median in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: May 31, 2017
Principal office: 4160 TEMESCAL CANYON ROAD, SUITE 307, CORONA, CA, 92883
Phone: 877-213-7233
Website: https://www.safeguardinvestment.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $702.3M
Discretionary AUM: $700.7M
Non-discretionary AUM: $1.6M
Discretionary accounts: 4,406
Non-discretionary accounts: 52
Total accounts: 4,458
AUM per client: $389K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	18	$3.6M
Charitable organizations	Fewer than 5	$764K
High net worth individuals	395	$308.6M
Pension and profit sharing plans	56	$12.2M
Individuals (other than high net worth individuals)	1,331	$377.2M

Compensation & activities

ADV Items 5E, 5G

Compensation

Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.