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EMPIRE FINANCIAL MANAGEMENT COMPANY, LLC
CRD 146097File 801-106958
APPROVED
Retail clients
Filing as of May 29, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$706.0M
Above cohort median (national)
Discretionary AUM
$675.0M
Non-discretionary $31.0M
Clients
983
983 accounts
Employees
12
Above cohort median in NJ
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Nov 19, 2015
- Principal office
- 101 CRAWFORDS CORNER ROAD, SUITE 3128, HOLMDEL, NJ, 07733-2151
- Phone
- 212-417-8247
- Website
- HTTP://EMPIREAM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $706.0M
- Discretionary AUM
- $675.0M
- Non-discretionary AUM
- $31.0M
- Discretionary accounts
- 734
- Non-discretionary accounts
- 249
- Total accounts
- 983
- AUM per client
- $718K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other investment advisers | 1 | $26.0M |
| High net worth individuals | 733 | $649.0M |
| Individuals (other than high net worth individuals) | 249 | $31.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Commissions
- A percentage of assets under your management
Advisory activities
- Publications
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.