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CONFLUENCE INVESTMENT MANAGEMENT LLC
CRD 146019File 801-68723
APPROVED
Retail clients
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$6.72B
Top 25% of cohort (national)
Discretionary AUM
$6.72B
Clients
14,862
14,862 accounts
Employees
55
Top 25% of cohort in MO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Jan 10, 2008
- Principal office
- 20 ALLEN AVENUE, STE 300, SAINT LOUIS, MO, 63119
- Phone
- 314-743-5090
- Website
- HTTP://WWW.CONFLUENCEIM.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $6.72B
- Discretionary AUM
- $6.72B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 14,862
- Non-discretionary accounts
- 0
- Total accounts
- 14,862
- AUM per client
- $452K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 220 | $321.1M |
| Investment companies | 2 | $49.8M |
| Charitable organizations | 102 | $114.1M |
| High net worth individuals | 1,016 | $1.81B |
| Pension and profit sharing plans | 52 | $71.4M |
| Individuals (other than high net worth individuals) | 13,470 | $4.35B |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 16,135 | 14,862 | decreased by1,273 |
| Apr 1, 2026 | AUM | $7,251,904,123 | $6,719,179,902 | decreased by$532,724,221 |
| Apr 1, 2026 | Accounts | 16,134 | 14,862 | decreased by1,272 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 46 | 55 | increased by9 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 17,031 | 16,135 | decreased by896 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $7,762,231,795 | $7,251,904,123 | decreased by$510,327,672 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 17,031 | 16,134 | decreased by897 |
| Apr 1, 2022 | Clients | 18,123 | 17,031 | decreased by1,092 |
| Apr 1, 2022 | AUM | $6,888,754,678 | $7,762,231,795 | increased by$873,477,117 |
| Apr 1, 2022 | Accounts | 18,123 | 17,031 | decreased by1,092 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “CONFLUENCE INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“CONFLUENCE INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.