CONFLUENCE INVESTMENT MANAGEMENT LLC

CRD 146019File 801-68723

APPROVED

Retail clients

Filing as of Mar 25, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$6.72B

Top 25% of cohort (national)

Discretionary AUM

$6.72B

Clients

14,862

14,862 accounts

Employees

Top 25% of cohort in MO

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: CHRO
Registration date: Jan 10, 2008
Principal office: 20 ALLEN AVENUE, STE 300, SAINT LOUIS, MO, 63119
Phone: 314-743-5090
Website: HTTPS://VIMEO.COM/CONFLUENCEIM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $6.72B
Discretionary AUM: $6.72B
Non-discretionary AUM: $0
Discretionary accounts: 14,862
Non-discretionary accounts: 0
Total accounts: 14,862
AUM per client: $452K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	220	$321.1M
Investment companies	2	$49.8M
Charitable organizations	102	$114.1M
High net worth individuals	1,016	$1.81B
Pension and profit sharing plans	52	$71.4M
Individuals (other than high net worth individuals)	13,470	$4.35B

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Other advisory activities
Portfolio management for businesses
Portfolio management for investment companies
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.