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MUNTZ FINANCIAL, LLC
CRD 145971File 801-131242
APPROVED
Retail clients
Disclosure events
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$177.6M
Bottom 25% of cohort (national)
Discretionary AUM
$177.2M
Non-discretionary $445K
Clients
99
252 accounts
Employees
3
Bottom 25% of cohort in PA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Oct 3, 2024
- Principal office
- 108 N. MAIN STREET, SUITE 202, DOYLESTOWN, PA, 18901
- Phone
- 215-262-6909
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $177.6M
- Discretionary AUM
- $177.2M
- Non-discretionary AUM
- $445K
- Discretionary accounts
- 248
- Non-discretionary accounts
- 4
- Total accounts
- 252
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 5 | $9.1M |
| Charitable organizations | Fewer than 5 | $109K |
| High net worth individuals | 32 | $98.1M |
| Pooled investment vehicles | 1 | $267K |
| Pension and profit sharing plans | Fewer than 5 | $55.1M |
| Individuals (other than high net worth individuals) | 61 | $15.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11D2
- Q11D4
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 123 | 99 | decreased by24 |
| Apr 1, 2026 | AUM | $153,190,676 | $177,601,228 | increased by$24,410,552 |
| Apr 1, 2026 | Accounts | 229 | 252 | increased by23 |
| May 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “MUNTZ FINANCIAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“MUNTZ FINANCIAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.