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OLD ROCK ASSET MANAGEMENT LLC
CRD 145748File 801-81148
APPROVED
Retail clients
Filing as of Jan 14, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$191.6M
Below cohort median (national)
Discretionary AUM
$173.9M
Non-discretionary $17.7M
Clients
9
51 accounts
Employees
2
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Mar 18, 2015
- Principal office
- Not reported
- Phone
- 203-340-1041
- Website
- Not reported
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $191.6M
- Discretionary AUM
- $173.9M
- Non-discretionary AUM
- $17.7M
- Discretionary accounts
- 50
- Non-discretionary accounts
- 1
- Total accounts
- 51
- AUM per client
- $21.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Insurance companies | 1 | $79.3M |
| High net worth individuals | 8 | $112.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.