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FREESTONE CAPITAL MANAGEMENT, LLC
CRD 145711File 801-69073
APPROVED
Retail clients
Custody
Filing as of Jun 29, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$14.54B
Top 10% of cohort (national)
Discretionary AUM
$9.97B
Non-discretionary $4.57B
Clients
2,994
4,494 accounts
Employees
120
Top 10% of cohort in WA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- SFRO
- Registration date
- Apr 25, 2008
- Principal office
- 701 5TH AVENUE, 74TH FLOOR, SEATTLE, WA, 98104
- Phone
- 206-707-7300
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $14.54B
- Discretionary AUM
- $9.97B
- Non-discretionary AUM
- $4.57B
- Discretionary accounts
- 2,797
- Non-discretionary accounts
- 1,697
- Total accounts
- 4,494
- AUM per client
- $4.9M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 33 | $472.1M |
| Charitable organizations | 13 | $75.2M |
| High net worth individuals | 1,337 | $8.40B |
| Pooled investment vehicles | 16 | $2.57B |
| Pension and profit sharing plans | 26 | $70.0M |
| Individuals (other than high net worth individuals) | 1,569 | $2.95B |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other
- Financial planning services
- Selection of other advisers
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 117 | 120 | increased by3 |
| Apr 1, 2026 | Clients | 2,874 | 2,994 | increased by120 |
| Apr 1, 2026 | AUM | $11,493,619,610 | $14,540,825,662 | increased by$3,047,206,052 |
| Apr 1, 2026 | Accounts | 6,231 | 4,494 | decreased by1,737 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 85 | 117 | increased by32 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2,269 | 2,874 | increased by605 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $8,929,179,793 | $11,493,619,610 | increased by$2,564,439,817 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 4,350 | 6,231 | increased by1,881 |
| Apr 1, 2022 | Employees | 74 | 85 | increased by11 |
| Apr 1, 2022 | Clients | 2,067 | 2,269 | increased by202 |
| Apr 1, 2022 | AUM | $7,223,476,563 | $8,929,179,793 | increased by$1,705,703,230 |
| Apr 1, 2022 | Accounts | 3,988 | 4,350 | increased by362 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “FREESTONE CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“FREESTONE CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.