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DEAN CAPITAL MANAGEMENT
Legal name: DEAN CAPITAL MANAGEMENT, LLC
CRD 145666File 801-68942
APPROVED
Custody
Filing as of Jun 16, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.15B
Above cohort median (national)
Discretionary AUM
$1.15B
Clients
3
490 accounts
Employees
6
Above cohort median in KS
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Mar 11, 2008
- Principal office
- 7400 WEST 130TH STREET, SUITE 350, OVERLAND PARK, KS, 66213
- Phone
- 913-944-4444
- Website
- HTTP://DEANCAPMGMT.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.15B
- Discretionary AUM
- $1.15B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 490
- Non-discretionary accounts
- 0
- Total accounts
- 490
- AUM per client
- $383.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $477.7M |
| Other investment advisers | Fewer than 5 | $671.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.