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DEAN CAPITAL MANAGEMENT
Legal name: DEAN CAPITAL MANAGEMENT, LLC
CRD 145666File 801-68942
APPROVED
Custody
Filing as of Jun 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.15B
Above cohort median (national)
Discretionary AUM
$1.15B
Clients
3
490 accounts
Employees
6
Above cohort median in KS
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- DRO
- Registration date
- Mar 11, 2008
- Principal office
- 7400 WEST 130TH STREET, SUITE 350, OVERLAND PARK, KS, 66213
- Phone
- 913-944-4444
- Website
- HTTP://DEANCAPMGMT.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.15B
- Discretionary AUM
- $1.15B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 490
- Non-discretionary accounts
- 0
- Total accounts
- 490
- AUM per client
- $383.0M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $477.7M |
| Other investment advisers | Fewer than 5 | $671.2M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | AUM | $1,133,464,465 | $1,148,942,036 | increased by$15,477,571 |
| Apr 1, 2026 | Accounts | 502 | 490 | decreased by12 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 6 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 2 | 3 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $864,414,335 | $1,133,464,465 | increased by$269,050,130 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 526 | 502 | decreased by24 |
| Apr 1, 2022 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2022 | Clients | 3 | 2 | decreased by1 |
| Apr 1, 2022 | AUM | $815,845,493 | $864,414,335 | increased by$48,568,842 |
| Apr 1, 2022 | Accounts | 519 | 526 | increased by7 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “DEAN CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“DEAN CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.