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PASI INVESTMENTS, LLC
CRD 145640File 801-68712
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$676.3M
Above cohort median (national)
Discretionary AUM
$589.6M
Non-discretionary $86.7M
Clients
439
439 accounts
Employees
8
Below cohort median in CT
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- BRO
- Registration date
- Jan 16, 2008
- Principal office
- 10 TALCOTT NOTCH ROAD, 2ND FLOOR, FARMINGTON, CT, 06032
- Phone
- 860-284-6880
- Website
- https://www.pasiusa.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $676.3M
- Discretionary AUM
- $589.6M
- Non-discretionary AUM
- $86.7M
- Discretionary accounts
- 369
- Non-discretionary accounts
- 70
- Total accounts
- 439
- AUM per client
- $1.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 35 | $81.2M |
| Pension and profit sharing plans | 179 | $505.1M |
| State or municipal government entities | 9 | $25.0M |
| Individuals (other than high net worth individuals) | 216 | $65.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 467 | 439 | decreased by28 |
| Apr 1, 2026 | AUM | $564,191,601 | $676,296,448 | increased by$112,104,847 |
| Apr 1, 2026 | Accounts | 467 | 439 | decreased by28 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 8 | increased by3 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 402 | 467 | increased by65 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $508,618,180 | $564,191,601 | increased by$55,573,421 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 833 | 467 | decreased by366 |
| Apr 1, 2022 | Clients | 229 | 402 | increased by173 |
| Apr 1, 2022 | AUM | $385,681,638 | $508,618,180 | increased by$122,936,542 |
| Apr 1, 2022 | Accounts | 420 | 833 | increased by413 |
| Aug 1, 2021 | Employees | 4 | 5 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PASI INVESTMENTS” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PASI INVESTMENTS” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.