PASI INVESTMENTS, LLC

CRD 145640File 801-68712

APPROVED

Retail clients

Custody

Filing as of Mar 27, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$676.3M

Above cohort median (national)

Discretionary AUM

$589.6M

Non-discretionary $86.7M

Clients

439

439 accounts

Employees

Below cohort median in CT

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: BRO
Registration date: Jan 16, 2008
Principal office: 10 TALCOTT NOTCH ROAD, 2ND FLOOR, FARMINGTON, CT, 06032
Phone: 860-284-6880
Website: https://www.pasiusa.com

Assets & accounts

ADV Item 5F

Total regulatory AUM: $676.3M
Discretionary AUM: $589.6M
Non-discretionary AUM: $86.7M
Discretionary accounts: 369
Non-discretionary accounts: 70
Total accounts: 439
AUM per client: $1.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
High net worth individuals	35	$81.2M
Pension and profit sharing plans	179	$505.1M
State or municipal government entities	9	$25.0M
Individuals (other than high net worth individuals)	216	$65.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
A percentage of assets under your management

Advisory activities

Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.