OCEAN PARK ASSET MANAGEMENT, LLC

CRD 145634File 801-68554

APPROVED

Retail clients

Custody

Filing as of Jul 15, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$3.94B

Top 25% of cohort (national)

Discretionary AUM

$3.94B

Clients

138

226 accounts

Employees

Top 25% of cohort in CA

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: LARO
Registration date: Nov 30, 2007
Principal office: 3420 OCEAN PARK BLVD., STE 3060, SANTA MONICA, CA, 90405
Phone: 310-452-1887
Website: https://www.oceanparkam.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $3.94B
Discretionary AUM: $3.94B
Non-discretionary AUM: $0
Discretionary accounts: 226
Non-discretionary accounts: 0
Total accounts: 226
AUM per client: $28.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Investment companies	12	$3.91B
Charitable organizations	Fewer than 5	$118K
High net worth individuals	Fewer than 5	$7.2M
Pension and profit sharing plans	Fewer than 5	$179K
Individuals (other than high net worth individuals)	120	$17.3M

Compensation & activities

ADV Items 5E, 5G

Compensation

A percentage of assets under your management

Advisory activities

Portfolio management for investment companies
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.