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OCEAN PARK ASSET MANAGEMENT, LLC
CRD 145634File 801-68554
APPROVED
Retail clients
Custody
Filing as of Jul 15, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.94B
Top 25% of cohort (national)
Discretionary AUM
$3.94B
Clients
138
226 accounts
Employees
58
Top 25% of cohort in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Nov 30, 2007
- Principal office
- 3420 OCEAN PARK BLVD., STE 3060, SANTA MONICA, CA, 90405
- Phone
- 310-452-1887
- Website
- https://www.oceanparkam.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.94B
- Discretionary AUM
- $3.94B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 226
- Non-discretionary accounts
- 0
- Total accounts
- 226
- AUM per client
- $28.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 12 | $3.91B |
| Charitable organizations | Fewer than 5 | $118K |
| High net worth individuals | Fewer than 5 | $7.2M |
| Pension and profit sharing plans | Fewer than 5 | $179K |
| Individuals (other than high net worth individuals) | 120 | $17.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 61 | 58 | decreased by3 |
| Apr 1, 2026 | Clients | 195 | 138 | decreased by57 |
| Apr 1, 2026 | AUM | $4,872,145,667 | $3,935,467,285 | decreased by$936,678,382 |
| Apr 1, 2026 | Accounts | 292 | 226 | decreased by66 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 6 | 61 | increased by55 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 5 | 195 | increased by190 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $5,182,046,335 | $4,872,145,667 | decreased by$309,900,668 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 5 | 292 | increased by287 |
| Apr 1, 2022 | Employees | 2 | 6 | increased by4 |
| Apr 1, 2022 | Clients | 4 | 5 | increased by1 |
| Apr 1, 2022 | AUM | $4,013,631,162 | $5,182,046,335 | increased by$1,168,415,173 |
| Apr 1, 2022 | Accounts | 4 | 5 | increased by1 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “OCEAN PARK” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“OCEAN PARK” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.