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PINNACLE FAMILY ADVISORS, LLC
CRD 145628File 801-78013
APPROVED
Retail clients
Custody
Filing as of Mar 31, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$371.7M
Below cohort median (national)
Discretionary AUM
$371.7M
Clients
917
2,007 accounts
Employees
13
Below cohort median in MO
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 14, 2013
- Principal office
- 620 W. REPUBLIC ROAD, SUITE 104, SPRINGFIELD, MO, 65807
- Phone
- 417-886-6590
- Website
- https://www.pinnacleetfs.com
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $371.7M
- Discretionary AUM
- $371.7M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 2,007
- Non-discretionary accounts
- 0
- Total accounts
- 2,007
- AUM per client
- $405K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $2.4M |
| Investment companies | 2 | $73.6M |
| Charitable organizations | Fewer than 5 | $102K |
| High net worth individuals | 105 | $144.3M |
| Pension and profit sharing plans | Fewer than 5 | $728K |
| Individuals (other than high net worth individuals) | 802 | $150.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — SHARES IN FEES PAID TO THIRD PARTY ADVISERS; % OF PLAN ASSETS
- Subscription fees
- A percentage of assets under your management
Advisory activities
- Publications
- Other advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- Yes
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 952 | 917 | decreased by35 |
| Apr 1, 2026 | AUM | $341,342,744 | $371,703,535 | increased by$30,360,791 |
| Apr 1, 2026 | Accounts | 1,876 | 2,007 | increased by131 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 16 | 13 | decreased by3 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 839 | 952 | increased by113 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $345,288,000 | $341,342,744 | decreased by$3,945,256 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 1,735 | 1,876 | increased by141 |
| Apr 1, 2022 | Employees | 14 | 16 | increased by2 |
| Apr 1, 2022 | Clients | 763 | 839 | increased by76 |
| Apr 1, 2022 | AUM | $272,651,000 | $345,288,000 | increased by$72,637,000 |
| Apr 1, 2022 | Accounts | 1,512 | 1,735 | increased by223 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PINNACLE FAMILY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PINNACLE FAMILY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.