HOLLOW BROOK WEALTH MANAGEMENT LLC

CRD 145521File 801-68599

APPROVED

Retail clients

Custody

Filing as of Mar 30, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$1.37B

Above cohort median (national)

Discretionary AUM

$832.5M

Non-discretionary $534.6M

Clients

603

603 accounts

Employees

Above cohort median in NY

Identity & registration

ADV Item 1

Organization form: Limited Liability Company
Firm type: Registered
SEC region: NYRO
Registration date: Jan 8, 2008
Principal office: 152 BEDFORD ROAD, KATONAH, NY, 10536
Phone: 212-364-1848
Website: HTTPS://WWW.HBWMLLC.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $1.37B
Discretionary AUM: $832.5M
Non-discretionary AUM: $534.6M
Discretionary accounts: 541
Non-discretionary accounts: 62
Total accounts: 603
AUM per client: $2.3M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	30	$51.8M
Charitable organizations	24	$35.5M
High net worth individuals	459	$1.26B
Individuals (other than high net worth individuals)	90	$19.0M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Performance-based fees
A percentage of assets under your management

Advisory activities

Other
Publications
Financial planning services
Selection of other advisers
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: Yes
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: Yes
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.