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EQUITYCOMPASS INVESTMENT MANAGEMENT, LLC
CRD 145420File 801-69131
APPROVED
Retail clients
Custody
Filing as of Mar 16, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$220.9M
Below cohort median (national)
Discretionary AUM
$220.9M
Clients
163
163 accounts
Employees
14
Bottom 25% of cohort in MD
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- May 8, 2008
- Principal office
- ONE SOUTH STREET, 25TH FLOOR, BALTIMORE, MD, 21202
- Phone
- 443-224-1231
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $220.9M
- Discretionary AUM
- $220.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 163
- Non-discretionary accounts
- 0
- Total accounts
- 163
- AUM per client
- $1.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 13 | $141.1M |
| Individuals (other than high net worth individuals) | 150 | $79.8M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- Yes
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 158 | 163 | increased by5 |
| Apr 1, 2026 | AUM | $222,608,624 | $220,909,965 | decreased by$1,698,659 |
| Apr 1, 2026 | Accounts | 158 | 163 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 15 | 14 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 119 | 158 | increased by39 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $221,417,101 | $222,608,624 | increased by$1,191,523 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 119 | 158 | increased by39 |
| Apr 1, 2022 | Employees | 25 | 15 | decreased by10 |
| Apr 1, 2022 | Clients | 140 | 119 | decreased by21 |
| Apr 1, 2022 | AUM | $153,312,403 | $221,417,101 | increased by$68,104,698 |
| Apr 1, 2022 | Accounts | 126 | 119 | decreased by7 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “EQUITYCOMPASS INVESTMENT” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“EQUITYCOMPASS INVESTMENT” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.