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VANDERBILT AVENUE ASSET MANAGEMENT LLC
CRD 145370File 801-68702
APPROVED
Retail clients
Filing as of Mar 24, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$241.9M
Below cohort median (national)
Discretionary AUM
$195.6M
Non-discretionary $46.3M
Clients
10
23 accounts
Employees
6
Below cohort median in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Feb 1, 2008
- Principal office
- 745 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY, 10151
- Phone
- (212) 973-2200
- Website
- HTTP://WWW.VAAMLLC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $241.9M
- Discretionary AUM
- $195.6M
- Non-discretionary AUM
- $46.3M
- Discretionary accounts
- 12
- Non-discretionary accounts
- 11
- Total accounts
- 23
- AUM per client
- $24.2M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 6 | $108.3M |
| Insurance companies | Fewer than 5 | $24.8M |
| High net worth individuals | 4 | $12.2M |
| Pension and profit sharing plans | Fewer than 5 | $10.3M |
| State or municipal government entities | Fewer than 5 | $86.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 11 | 10 | decreased by1 |
| Apr 1, 2026 | AUM | $246,652,752 | $241,914,564 | decreased by$4,738,188 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 8 | 6 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 21 | 11 | decreased by10 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $399,298,306 | $246,652,752 | decreased by$152,645,554 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 41 | 23 | decreased by18 |
| Apr 1, 2022 | Employees | 7 | 8 | increased by1 |
| Apr 1, 2022 | AUM | $570,429,947 | $399,298,306 | decreased by$171,131,641 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “VANDERBILT AVENUE” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“VANDERBILT AVENUE” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.