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REGATTA CAPITAL GROUP, LLC
CRD 145363File 801-68490
APPROVED
Retail clients
Custody
Filing as of Jul 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$1.55B
Above cohort median (national)
Discretionary AUM
$1.43B
Non-discretionary $125.9M
Clients
1,165
3,847 accounts
Employees
18
Above cohort median in CA
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- LARO
- Registration date
- Nov 13, 2007
- Principal office
- 880 APOLLO ST., SUITE 129, EL SEGUNDO, CA, 90245
- Phone
- 310-725-9102
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.55B
- Discretionary AUM
- $1.43B
- Non-discretionary AUM
- $125.9M
- Discretionary accounts
- 3,696
- Non-discretionary accounts
- 151
- Total accounts
- 3,847
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 15 | $26.1M |
| Charitable organizations | 10 | $26.7M |
| High net worth individuals | 471 | $1.14B |
| Pooled investment vehicles | 4 | $15.2M |
| Pension and profit sharing plans | 48 | $153.0M |
| Individuals (other than high net worth individuals) | 617 | $192.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- Performance-based fees
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.