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CAPITAL INNOVATIONS, LLC
CRD 145329File 801-72322
APPROVED
Filing as of Mar 31, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$806.7M
Above cohort median (national)
Discretionary AUM
$405.6M
Non-discretionary $401.0M
Clients
6
9 accounts
Employees
4
Above cohort median in WI
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 25, 2011
- Principal office
- N19W24400 RIVERWOOD DR, SUITE 350, WAUKESHA, WI, 53188
- Phone
- 262-746-3100
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $806.7M
- Discretionary AUM
- $405.6M
- Non-discretionary AUM
- $401.0M
- Discretionary accounts
- 8
- Non-discretionary accounts
- 1
- Total accounts
- 9
- AUM per client
- $134.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $798.5M |
| Other investment advisers | 5 | $6.8M |
| High net worth individuals | Fewer than 5 | $1.4M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for investment companies
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.