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WINTHROP CAPITAL MANAGEMENT
Legal name: WINTHROP CAPITAL MANAGEMENT, LLC
CRD 145216File 801-71321
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$3.97B
Top 25% of cohort (national)
Discretionary AUM
$3.97B
Clients
529
832 accounts
Employees
29
Top 10% of cohort in IN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 30, 2010
- Principal office
- 10201 N ILLINOIS STREET, SUITE 450, CARMEL, IN, 46290
- Phone
- 317-663-7500
- Website
- https://winthropis.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.97B
- Discretionary AUM
- $3.97B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 832
- Non-discretionary accounts
- 0
- Total accounts
- 832
- AUM per client
- $7.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $171.8M |
| Insurance companies | 25 | $3.15B |
| Charitable organizations | 7 | $9.3M |
| High net worth individuals | 60 | $180.6M |
| Pooled investment vehicles | 1 | $185.4M |
| Pension and profit sharing plans | 10 | $62.6M |
| Individuals (other than high net worth individuals) | 406 | $216.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.