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WINTHROP CAPITAL MANAGEMENT
Legal name: WINTHROP CAPITAL MANAGEMENT, LLC
CRD 145216File 801-71321
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$3.97B
Top 25% of cohort (national)
Discretionary AUM
$3.97B
Clients
529
832 accounts
Employees
29
Top 10% of cohort in IN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Apr 30, 2010
- Principal office
- 10201 N ILLINOIS STREET, SUITE 450, CARMEL, IN, 46290
- Phone
- 317-663-7500
- Website
- https://winthropis.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $3.97B
- Discretionary AUM
- $3.97B
- Non-discretionary AUM
- $0
- Discretionary accounts
- 832
- Non-discretionary accounts
- 0
- Total accounts
- 832
- AUM per client
- $7.5M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 20 | $171.8M |
| Insurance companies | 25 | $3.15B |
| Charitable organizations | 7 | $9.3M |
| High net worth individuals | 60 | $180.6M |
| Pooled investment vehicles | 1 | $185.4M |
| Pension and profit sharing plans | 10 | $62.6M |
| Individuals (other than high net worth individuals) | 406 | $216.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 25 | 29 | increased by4 |
| Apr 1, 2026 | Clients | 517 | 529 | increased by12 |
| Apr 1, 2026 | AUM | $3,896,633,452 | $3,973,913,830 | increased by$77,280,378 |
| Apr 1, 2026 | Accounts | 517 | 832 | increased by315 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 24 | 25 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 519 | 517 | decreased by2 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,474,430,179 | $3,896,633,452 | decreased by$577,796,727 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 772 | 517 | decreased by255 |
| Apr 1, 2022 | Employees | 22 | 24 | increased by2 |
| Apr 1, 2022 | Clients | 494 | 519 | increased by25 |
| Apr 1, 2022 | AUM | $3,941,455,608 | $4,474,430,179 | increased by$532,974,571 |
| Apr 1, 2022 | Accounts | 752 | 772 | increased by20 |
| Sep 1, 2021 | Employees | 15 | 22 | increased by7 |
| Sep 1, 2021 | Clients | 480 | 494 | increased by14 |
| Sep 1, 2021 | AUM | $2,660,630,918 | $3,941,455,608 | increased by$1,280,824,690 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “WINTHROP CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“WINTHROP CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.