← Directory
BLACK DIAMOND FINANCIAL, LLC
CRD 145108File 801-96172
APPROVED
Retail clients
Custody
Filing as of Mar 23, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$1.37B
Above cohort median (national)
Discretionary AUM
$1.23B
Non-discretionary $143.9M
Clients
361
1,261 accounts
Employees
17
Above cohort median in MD
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- PLRO
- Registration date
- Apr 22, 2015
- Principal office
- 2330 WEST JOPPA ROAD, SUITE 320, LUTHERVILLE, MD, 21093
- Phone
- 443-841-7772
- Website
- HTTPS://WWW.BLACKDF.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $1.37B
- Discretionary AUM
- $1.23B
- Non-discretionary AUM
- $143.9M
- Discretionary accounts
- 1,252
- Non-discretionary accounts
- 9
- Total accounts
- 1,261
- AUM per client
- $3.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 10 | $16.5M |
| Charitable organizations | 7 | $83.7M |
| High net worth individuals | 218 | $1.04B |
| Pooled investment vehicles | 3 | $50.2M |
| Pension and profit sharing plans | 6 | $91.8M |
| Individuals (other than high net worth individuals) | 117 | $90.6M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- Yes
- Firm Custody Clients
- Yes
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- Yes
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Employees | 14 | 17 | increased by3 |
| Apr 1, 2026 | Clients | 328 | 361 | increased by33 |
| Apr 1, 2026 | AUM | $1,043,675,393 | $1,370,212,598 | increased by$326,537,205 |
| Apr 1, 2026 | Accounts | 328 | 1,261 | increased by933 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 9 | 14 | increased by5 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 186 | 328 | increased by142 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $551,479,555 | $1,043,675,393 | increased by$492,195,838 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 581 | 328 | decreased by253 |
| Sep 1, 2022 | Employees | 10 | 9 | decreased by1 |
| Aug 1, 2022 | Employees | 9 | 10 | increased by1 |
| Apr 1, 2022 | Employees | 7 | 9 | increased by2 |
| Apr 1, 2022 | Clients | 173 | 186 | increased by13 |
| Apr 1, 2022 | AUM | $488,563,788 | $551,479,555 | increased by$62,915,767 |
| Apr 1, 2022 | Accounts | 538 | 581 | increased by43 |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “BLACK DIAMOND” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“BLACK DIAMOND” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.