HARFST AND ASSOCIATES, INC.

CRD 145090File 801-71661

APPROVED

Retail clients

Filing as of Mar 25, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$783.2M

Above cohort median (national)

Discretionary AUM

$783.2M

Non-discretionary $37K

Clients

539

1,539 accounts

Employees

Above cohort median in WY

Identity & registration

ADV Item 1

Organization form: Corporation
Firm type: Registered
SEC region: DRO
Registration date: Jul 21, 2010
Principal office: 1949 SUGARLAND DRIVE, #220, SHERIDAN, WY, 82801
Phone: 307-218-5667
Website: HTTP://WWW.HARFSTANDASSOCIATES.COM

Assets & accounts

ADV Item 5F

Total regulatory AUM: $783.2M
Discretionary AUM: $783.2M
Non-discretionary AUM: $37K
Discretionary accounts: 1,538
Non-discretionary accounts: 1
Total accounts: 1,539
AUM per client: $1.5M

Clients by type

ADV Item 5D

Client type	Clients	AUM
Other	5	$5.1M
Charitable organizations	20	$58.2M
High net worth individuals	130	$591.7M
Pension and profit sharing plans	15	$14.1M
Individuals (other than high net worth individuals)	369	$114.1M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Selection of other advisers
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.