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PEAK AMERICAN INVESTMENT ADVISORS, INC.
CRD 145056File 801-133891
APPROVED
Retail clients
Filing as of Sep 8, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$162.1M
Bottom 25% of cohort (national)
Discretionary AUM
$162.1M
Clients
329
700 accounts
Employees
10
Bottom 25% of cohort in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Jul 17, 2025
- Principal office
- 2400 DALLAS PARKWAY, STE 100, PLANO, TX, 75093
- Phone
- 972-212-9292
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $162.1M
- Discretionary AUM
- $162.1M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 700
- Non-discretionary accounts
- 0
- Total accounts
- 700
- AUM per client
- $493K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 33 | $71.1M |
| Individuals (other than high net worth individuals) | 296 | $91.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Sep 9, 2026 | Clients | 458 | 329 | decreased by129 |
| Sep 9, 2026 | AUM | $148,987,179 | $162,050,631 | increased by$13,063,452 |
| Sep 9, 2026 | Accounts | 650 | 700 | increased by50 |
| Jul 1, 2026 | Employees | 14 | 10 | decreased by4 |
| Jul 1, 2026 | Clients | 403 | 458 | increased by55 |
| Jul 1, 2026 | AUM | $126,277,620 | $148,987,179 | increased by$22,709,559 |
| Jul 1, 2026 | Accounts | 614 | 650 | increased by36 |
| Feb 1, 2026 | Employees | 13 | 14 | increased by1 |
| Feb 1, 2026 | Clients | 332 | 403 | increased by71 |
| Feb 1, 2026 | AUM | $100,382,397 | $126,277,620 | increased by$25,895,223 |
| Feb 1, 2026 | Accounts | 567 | 614 | increased by47 |
| Dec 1, 2025 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PEAK AMERICAN” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PEAK AMERICAN” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.