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GBM WEALTH MANAGEMENT, INC.
CRD 145049File 801-129803
APPROVED
Retail clients
Disclosure events
Filing as of Sep 3, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$346.4M
Below cohort median (national)
Discretionary AUM
$306.8M
Non-discretionary $39.6M
Clients
543
546 accounts
Employees
10
Below cohort median in TX
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- FWRO
- Registration date
- Mar 29, 2024
- Principal office
- 2700 POST OAK BLVD, SUITE 1110, HOUSTON, TX, 77056
- Phone
- (281) 745-9100
- Website
- https://www.gbminvestor.com/
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $346.4M
- Discretionary AUM
- $306.8M
- Non-discretionary AUM
- $39.6M
- Discretionary accounts
- 539
- Non-discretionary accounts
- 7
- Total accounts
- 546
- AUM per client
- $638K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 32 | $68.7M |
| Insurance companies | Fewer than 5 | $7.0M |
| High net worth individuals | 60 | $148.7M |
| Individuals (other than high net worth individuals) | 451 | $98.5M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11E2
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 546 | 543 | decreased by3 |
| Apr 1, 2026 | Employees | 7 | 10 | increased by3 |
| Apr 1, 2026 | Clients | 460 | 546 | increased by86 |
| Apr 1, 2026 | AUM | $217,668,178 | $346,401,658 | increased by$128,733,480 |
| Apr 1, 2026 | Accounts | 461 | 546 | increased by85 |
| May 1, 2025 | Registration | — | APPROVED | |
| Jul 1, 2022 | Employees | 2 | 3 | increased by1 |
| Apr 1, 2022 | Employees | 3 | 2 | decreased by1 |
| Apr 1, 2022 | Clients | 64 | 79 | increased by15 |
| Apr 1, 2022 | AUM | $117,345,828 | $84,677,814 | decreased by$32,668,014 |
| Apr 1, 2022 | Accounts | 64 | 79 | increased by15 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “GBM WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“GBM WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.