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SAWYER FALDUTO ASSET MANAGEMENT, LLC
Legal name: SFAM, LLC
CRD 145026File 801-68317
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$896.5M
Above cohort median (national)
Discretionary AUM
$896.5M
Clients
499
961 accounts
Employees
6
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Sep 13, 2007
- Principal office
- 589 S. YORK STREET, ELMHURST, IL, 60126
- Phone
- 630-941-8560
- Website
- HTTP://WWW.SAWYERFALDUTO.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $896.5M
- Discretionary AUM
- $896.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 961
- Non-discretionary accounts
- 0
- Total accounts
- 961
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 7 | $6.2M |
| High net worth individuals | 50 | $123.7M |
| Pension and profit sharing plans | Fewer than 5 | $12.2M |
| State or municipal government entities | 239 | $682.6M |
| Individuals (other than high net worth individuals) | 203 | $62.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Aug 17, 2026 | Clients | 514 | 499 | decreased by15 |
| Apr 1, 2026 | Clients | 478 | 514 | increased by36 |
| Apr 1, 2026 | AUM | $731,537,763 | $896,524,840 | increased by$164,987,077 |
| Apr 1, 2026 | Accounts | 877 | 961 | increased by84 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 6 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Custody | No | Yes | |
| May 1, 2025 vs Oct 1, 2022 | Clients | 415 | 478 | increased by63 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $4,111,015,994 | $731,537,763 | decreased by$3,379,478,231 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 667 | 877 | increased by210 |
| Apr 1, 2022 | Clients | 377 | 415 | increased by38 |
| Apr 1, 2022 | AUM | $4,240,647,545 | $4,111,015,994 | decreased by$129,631,551 |
| Apr 1, 2022 | Accounts | 597 | 667 | increased by70 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “SAWYER FALDUTO” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“SAWYER FALDUTO” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.