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SAWYER FALDUTO ASSET MANAGEMENT, LLC
Legal name: SFAM, LLC
CRD 145026File 801-68317
APPROVED
Retail clients
Custody
Filing as of Mar 27, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$896.5M
Above cohort median (national)
Discretionary AUM
$896.5M
Clients
499
961 accounts
Employees
6
Above cohort median in IL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- Sep 13, 2007
- Principal office
- 589 S. YORK STREET, ELMHURST, IL, 60126
- Phone
- 630-941-8560
- Website
- HTTP://WWW.SAWYERFALDUTO.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $896.5M
- Discretionary AUM
- $896.5M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 961
- Non-discretionary accounts
- 0
- Total accounts
- 961
- AUM per client
- $1.8M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 7 | $6.2M |
| High net worth individuals | 50 | $123.7M |
| Pension and profit sharing plans | Fewer than 5 | $12.2M |
| State or municipal government entities | 239 | $682.6M |
| Individuals (other than high net worth individuals) | 203 | $62.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- A percentage of assets under your management
Advisory activities
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- Yes
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 514 | 499 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.