← Directory
KEEN CAPITAL, LTD
CRD 145023File 801-123128
APPROVED
Retail clients
Custody
Filing as of May 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$179.7M
Bottom 25% of cohort (national)
Discretionary AUM
$177.6M
Non-discretionary $2.1M
Clients
113
352 accounts
Employees
12
Below cohort median in SC
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Jan 25, 2022
- Principal office
- 510 LEXINGTON AVENUE, SUITE 101, CHAPIN, SC, 29036
- Phone
- 803-941-4444
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $179.7M
- Discretionary AUM
- $177.6M
- Non-discretionary AUM
- $2.1M
- Discretionary accounts
- 344
- Non-discretionary accounts
- 8
- Total accounts
- 352
- AUM per client
- $1.6M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $64K |
| Charitable organizations | Fewer than 5 | $4.4M |
| High net worth individuals | 48 | $136.3M |
| Pension and profit sharing plans | 17 | $28.5M |
| Individuals (other than high net worth individuals) | 48 | $10.3M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Hourly charges
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- Yes
- Firm Custody Assets
- Yes
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Jun 1, 2026 | Employees | 11 | 12 | increased by1 |
| Mar 1, 2026 | Employees | 14 | 11 | decreased by3 |
| Mar 1, 2026 | Clients | 111 | 113 | increased by2 |
| Mar 1, 2026 | AUM | $161,285,066 | $179,678,013 | increased by$18,392,947 |
| Mar 1, 2026 | Accounts | 348 | 352 | increased by4 |
| Dec 1, 2025 vs May 1, 2025 | Employees | 13 | 14 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 5 | 13 | increased by8 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 123 | 111 | decreased by12 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $111,707,550 | $161,285,066 | increased by$49,577,516 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 311 | 348 | increased by37 |
| Apr 1, 2022 | Employees | 10 | 5 | decreased by5 |
| Apr 1, 2022 | Clients | 119 | 123 | increased by4 |
| Apr 1, 2022 | AUM | $114,051,812 | $111,707,550 | decreased by$2,344,262 |
| Apr 1, 2022 | Accounts | 318 | 311 | decreased by7 |
| Feb 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “KEEN CAPITAL” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“KEEN CAPITAL” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.