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SUMMIT FINANCIAL ADVISORS, INC.
CRD 145007File 801-96206
APPROVED
Retail clients
Disclosure events
Filing as of Jun 9, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$232.8M
Below cohort median (national)
Discretionary AUM
$231.0M
Non-discretionary $1.9M
Clients
138
417 accounts
Employees
4
Below cohort median in OH
Identity & registration
ADV Item 1- Organization form
- Corporation
- Firm type
- Registered
- SEC region
- CHRO
- Registration date
- May 6, 2015
- Principal office
- 300 N. MAIN STREET, SUITE 500, MIDDLETOWN, OH, 45042
- Phone
- 513-424-6300
- Website
- HTTP://SFADVISORSINC.COM
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $232.8M
- Discretionary AUM
- $231.0M
- Non-discretionary AUM
- $1.9M
- Discretionary accounts
- 386
- Non-discretionary accounts
- 31
- Total accounts
- 417
- AUM per client
- $1.7M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 47 | $207.2M |
| Individuals (other than high net worth individuals) | 91 | $24.1M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Fixed fees
- Commissions
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C2
- Q11C5
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 139 | 138 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.