SIP FINANCIAL SERVICES

Legal name: ROSENBAUM, LANNY, KEVIN

CRD 144985File 801-136467

APPROVED

Retail clients

Filing as of Jun 18, 2026

Feed vintage Aug 17, 2026

Regulatory AUM

$28.2M

Bottom 25% of cohort (national)

Discretionary AUM

Non-discretionary $28.2M

Clients

140 accounts

Employees

Bottom 25% of cohort in NY

Identity & registration

ADV Item 1

Organization form: Sole Proprietorship
Firm type: Registered
SEC region: NYRO
Registration date: Jun 23, 2026
Principal office: 133 SARATOGA ROAD, SUITE #5, GLENVILLE, NY, 12302
Phone: 518-384-2800
Website: https://www.sipfinancialservices.com/

Assets & accounts

ADV Item 5F

Total regulatory AUM: $28.2M
Discretionary AUM: $0
Non-discretionary AUM: $28.2M
Discretionary accounts: 0
Non-discretionary accounts: 140
Total accounts: 140
AUM per client: $391K

Clients by type

ADV Item 5D

Client type	Clients	AUM
Charitable organizations	Fewer than 5	$103K
High net worth individuals	12	$15.9M
Pension and profit sharing plans	Fewer than 5	$808K
Individuals (other than high net worth individuals)	58	$11.4M

Compensation & activities

ADV Items 5E, 5G

Compensation

Fixed fees
Hourly charges
A percentage of assets under your management

Advisory activities

Financial planning services
Portfolio management for other
Portfolio management for businesses
Portfolio management for individuals and/or small businesses

Custody

ADV Item 9

Firm Custody Cash: No
Firm Custody Assets: No
Firm Custody Clients: No
Firm Custody Securities: No
Related Person Custody Cash: No
Related Person Custody Assets: No
Related Person Custody Clients: No
Related Person Custody Securities: No

Disclosure events

ADV Item 11

This firm answered no to every Item 11 disclosure question in this filing.

Filed changes

Date	Field	From	To
Aug 12, 2026	Registration	—	APPROVED

Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.