← Directory
CAIM LLC
Legal name: CATHERINE AVERY INVESTMENT MANAGEMENT LLC
CRD 144946File 801-110097
APPROVED
Retail clients
Filing as of Apr 24, 2026
Feed vintage Aug 17, 2026
Regulatory AUM
$318.0M
Below cohort median (national)
Discretionary AUM
$310.6M
Non-discretionary $7.4M
Clients
73
754 accounts
Employees
4
Below cohort median in FL
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- MIRO
- Registration date
- Mar 6, 2017
- Principal office
- 595 BAY ISLES ROAD, SUITE 210, LONGBOAT KEY, FL, 34228
- Phone
- 941-388-7249
- Website
- https://twitter.com/caim2712
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $318.0M
- Discretionary AUM
- $310.6M
- Non-discretionary AUM
- $7.4M
- Discretionary accounts
- 751
- Non-discretionary accounts
- 3
- Total accounts
- 754
- AUM per client
- $4.4M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 73 | $86.9M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Other (described) — SUBADVISOR FEES
- A percentage of assets under your management
Advisory activities
- Other advisory activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To |
|---|---|---|---|
| Aug 17, 2026 | Clients | 80 | 73 |
| Aug 12, 2026 | Registration | — | APPROVED |
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.