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PROVIDENCE WEALTH MANAGEMENT LLC
CRD 144902File 801-123273
APPROVED
Retail clients
Filing as of Apr 14, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$151.8M
Bottom 25% of cohort (national)
Discretionary AUM
$151.8M
Clients
206
677 accounts
Employees
8
Bottom 25% of cohort in TN
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- ARO
- Registration date
- Feb 18, 2022
- Principal office
- 2030 FALLING WATERS ROAD, SUITE 175, KNOXVILLE, TN, 37922
- Phone
- 865-691-6699
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $151.8M
- Discretionary AUM
- $151.8M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 677
- Non-discretionary accounts
- 0
- Total accounts
- 677
- AUM per client
- $737K
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | Fewer than 5 | $301K |
| High net worth individuals | 48 | $93.5M |
| Individuals (other than high net worth individuals) | 157 | $58.0M |
Compensation & activities
ADV Items 5E, 5GCompensation
- Other
- Fixed fees
- Hourly charges
- Other (described) — CO-ADVISOR FEES
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Selection of other advisers
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11This firm answered no to every Item 11 disclosure question in this filing.
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| May 1, 2026 | Clients | 202 | 206 | increased by4 |
| May 1, 2026 | AUM | $149,551,254 | $151,831,467 | increased by$2,280,213 |
| May 1, 2026 | Accounts | 661 | 677 | increased by16 |
| Mar 1, 2026 | Clients | 190 | 202 | increased by12 |
| Mar 1, 2026 | AUM | $129,236,227 | $149,551,254 | increased by$20,315,027 |
| Mar 1, 2026 | Accounts | 635 | 661 | increased by26 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 8 | increased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 303 | 190 | decreased by113 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $112,001,000 | $129,236,227 | increased by$17,235,227 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 308 | 635 | increased by327 |
| Mar 1, 2022 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “PROVIDENCE WEALTH” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“PROVIDENCE WEALTH” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.