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HENLEY & COMPANY WEALTH MANAGEMENT LLC
CRD 144884File 801-77007
APPROVED
Retail clients
Disclosure events
Filing as of Mar 25, 2026
Feed vintage Oct 1, 2026
Regulatory AUM
$93.9M
Bottom 25% of cohort (national)
Discretionary AUM
$93.9M
Clients
71
108 accounts
Employees
6
Bottom 25% of cohort in NY
Identity & registration
ADV Item 1- Organization form
- Limited Liability Company
- Firm type
- Registered
- SEC region
- NYRO
- Registration date
- Aug 14, 2012
- Principal office
- 506 RXR PLAZA, UNIONDALE, NY, 11556
- Phone
- 516-794-5520
Assets & accounts
ADV Item 5F- Total regulatory AUM
- $93.9M
- Discretionary AUM
- $93.9M
- Non-discretionary AUM
- $0
- Discretionary accounts
- 108
- Non-discretionary accounts
- 0
- Total accounts
- 108
- AUM per client
- $1.3M
Clients by type
ADV Item 5D| Client type | Clients | AUM |
|---|---|---|
| Other | 2 | $1.9M |
| High net worth individuals | 22 | $66.5M |
| Pension and profit sharing plans | 6 | $11.7M |
| Individuals (other than high net worth individuals) | 41 | $13.7M |
Compensation & activities
ADV Items 5E, 5GCompensation
- A percentage of assets under your management
Advisory activities
- Financial planning services
- Portfolio management for other
- Portfolio management for businesses
- Portfolio management for individuals and/or small businesses
Custody
ADV Item 9- Firm Custody Cash
- No
- Firm Custody Assets
- No
- Firm Custody Clients
- No
- Firm Custody Securities
- No
- Related Person Custody Cash
- No
- Related Person Custody Assets
- No
- Related Person Custody Clients
- No
- Related Person Custody Securities
- No
Disclosure events
ADV Item 11- Q11
- Q11C1
- Q11C2
- Q11C4
- Q11C5
Filed changes
| Date | Field | From | To | Change |
|---|---|---|---|---|
| Apr 1, 2026 | Clients | 118 | 71 | decreased by47 |
| Apr 1, 2026 | AUM | $96,072,449 | $93,923,336 | decreased by$2,149,113 |
| Apr 1, 2026 | Accounts | 122 | 108 | decreased by14 |
| May 1, 2025 vs Oct 1, 2022 | Employees | 7 | 6 | decreased by1 |
| May 1, 2025 vs Oct 1, 2022 | Clients | 104 | 118 | increased by14 |
| May 1, 2025 vs Oct 1, 2022 | AUM | $111,744,993 | $96,072,449 | decreased by$15,672,544 |
| May 1, 2025 vs Oct 1, 2022 | Accounts | 167 | 122 | decreased by45 |
| Apr 1, 2022 | Employees | 6 | 7 | increased by1 |
| Apr 1, 2022 | Clients | 67 | 104 | increased by37 |
| Apr 1, 2022 | AUM | $40,869,740 | $111,744,993 | increased by$70,875,253 |
| Apr 1, 2022 | Accounts | 69 | 167 | increased by98 |
| Jan 1, 2022 | Employees | 8 | 6 | decreased by2 |
| Apr 1, 2021 | Registration | — | APPROVED |
On Form 5500, an adviser usually appears as a plan service provider (Schedule C), not the plan sponsor.
See plans that list “HENLEY COMPANY” as a service provider on 5500mcp →Matched by name only — Form ADV and Form 5500 share no identifier, and names are searched loosely (“HENLEY COMPANY” may also match similarly-named firms). Confirm identity against each filing.
Every value above is reproduced from this firm's Form ADV filing. Fields the firm left blank are shown as “Not reported” rather than filled in from other sources.